Fnce 401 Study guides, Class notes & Summaries
Looking for the best study guides, study notes and summaries about Fnce 401? On this page you'll find 1 study documents about Fnce 401.
All 1 results
Sort by
-
FNCE 401 Chapter 3 Notes: Trading on Securities Markets Athabasca University
- Exam (elaborations) • 12 pages • 2023
-
- $9.49
- + learn more
FNCE 401 Chapter 3 Notes: Trading on Securities Markets Athabasca University 
 
How firms issue securities 
•	IPO’s take place in the Primary Market 
•	Shares are then traded on the Secondary Market 
 
 
Privately Held Firms 
•	Rule 144A of the SEC allows: 
o	Private firms to raise capital by selling shares directly to a small number of institutional investors or wealthy investors in a private placement. 
•	There can only be 499 shareholders in a private firm, that is why most large co...
Get paid weekly? You can!
That summary you just bought made someone very happy. Also get paid weekly? Sell your study resources on Stuvia! Discover all about earning on Stuvia